阿特斯 2009年财报

阿特斯 2009年财报

20-F 1 h04323e20vf.htm FORM 20-F

阿特斯 2009年财报

Table of Contents

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 20-F

(Mark One)

o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR

þANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2009.

OR

o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

OR

o SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of event requiring this shell company report

For the transition period from to

Commission file number: 001-33107

CANADIAN SOLAR INC.

(Exact name of Registrant as specified in its charter)

N/A

(Translation of Registrant’s name into English)

Canada

(Jurisdiction of incorporation or organization)

199 Lushan Road

Suzhou New District

Suzhou, Jiangsu 215129

People’s Republic of China

(Address of principal executive offices)

Arthur Chien, Chief Financial Officer

650 Riverbend Drive, Suite B

Kitchener, Ontario, Canada N2K 3S2

T el: (1-905) 530-2334

Fax: (1-905) 530-2001

(Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person)

Securities registered or to be registered pursuant to Section 12(b) of the Act:

T itle of E ach Class Name of E ach E xchange on Which Registered

Common shares w ith no par value The NASD AQ Stock M arket LLC

(The NASD AQ Global M arket)

Securities registered or to be registered pursuant to Section 12(g) of the Act:

None

(Title of Class)

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act:

None

(Title of Class)

Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report.

42,745,360 common shares issued and outstanding, excluding 29,125 restricted shares w hich w ere subject to restrictions on voting, pidend rights and transferability, as of December 31, 2009.

Indicate by check mark if the registrant is a w ell-know n seasoned issuer, as defined in Rule 405 of the S ecurities Act. Yes o No þ

If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to S ection 13 or 15(d) of the S ecurities Exchange Act of 1934. Yes o No þ

Indicate by check mark w hether the registrant (1) has filed all reports required to be filed by S ection 13 or 15(d) of the S ecurities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant w as required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o

Indicate by check mark w hether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant w as required to submit and post such files). Yes o No o

Indicate by check mark w hether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. S ee definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer o Accelerated filer þNon-accelerated filer o Indicate by check mark w hich basis of accounting the registrant has used to prepare the financial statements included in this filing: U.S. G AAP þ

International Financial Reporting S tandards as issued by the International Accounting S tandards Board o Other o

If “Other” has been checked in response to the previous question, indicate by check mark w hich financial statement item the registrant has elected to follow. Item 17 o Item 18 o

If this is an annual report, indicate by check mark w hether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No þ

(APPLICABLE ONLY TO IS S UERS INV OLV ED IN BANKRUPTCY PROCEEDING S DURING THE PAS T FIV E YEARS)

Indicate by check mark w hether the registrant has filed all documents and reports required to be filed by S ections 12, 13 or 15(d) of the S ecurities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court. Yes o No o

阿特斯 2009年财报

TABLE OF CONTE NTS

Page Introduction 1 Part I 3 Item 1.Identity of Directors, Senior Management and Advisers 3 Item 2.Offer Statistics and Expected Timetable 3 Item 3.Key Information 3 Item http://doc.guandang.netrmation on the Company26 Item 4A.Unresolved Staff Comments44 Item 5.Operating and Financial Review and Prospects44 Item 6.Directors, Senior Management and Employees66 Item 7.Major Shareholders and Related Party Transactions77 Item 8.Financial Information78 Item 9.The Offer and Listing80 Item 10.Additional Information81 Item 11.Quantitative and Qualitative Disclosures About Market Risk87 Item 12.Description of Securities Other than Equity Securities88 Part II88 Item 13.Defaults, Dividend Arrearages and Delinquencies88 Item 14.Material Modifications to the Rights of Security Holders and Use of Proceeds88 Item 15.Controls and Procedures89 Item 16A.Audit Committee Financial Expert92 Item 16B.Code of Ethics92 Item 16C.Principal Accountant Fees and Services92 Item 16D.Exemptions from the Listing Standards for Audit Committees93 Item 16E.Pu …… 此处隐藏：4219字，全部文档内容请下载后查看。喜欢就下载吧 ……